SEC Filings & Standards

đź“Ś Our Commitment to Compliance

At Union Pay Holdings, we are committed to maintaining full compliance with the U.S. Securities and Exchange Commission (SEC) and all relevant securities regulations. Our goal is to ensure transparency, investor protection, and legal clarity throughout the share offering process.

To accommodate a broad range of investors and jurisdictions, our offering may be structured under Regulation D, Regulation A+, and/or a full S-1 registration with the SEC — depending on the investor’s eligibility and the nature of the purchase.

⚖️ How We Stay Compliant

While the current offering details are being finalized, we are preparing our share offering in accordance with SEC regulations. Depending on the structure of the raise, this may include:

1. Regulation D (Rule 506(b) or 506(c)) – for private placements to accredited investors:

* For accredited investors only
*Limited public marketing (506(b)) or general solicitation allowed (506(c)) with income/asset verification
*Requires investor accreditation confirmation and SEC registration

2. Regulation A+ – for public offerings up to $75 million, accessible to non-accredited investors:
* Open to both accredited and non-accredited investors
* Publicly marketed
* Tier 1: Up to $20M | Tier 2: Up to $75M
* Requires SEC review and approval of offering circular

3. S-1 Registration – for fully registered public offerings (if applicable in the future):

* Traditional IPO-style offering
* Requires full SEC registration and reporting compliance
* Allows broad public investment
* Most comprehensive disclosure for long-term scalability

 

We will publish the full legal documentation prior to any investment activity.

 

 

🧾 What This Means for You

Depending on the offering format:

  • *You may need to qualify as an accredited investor

  • *You may be required to verify your identity and financial standing

  • *You will be given access to a full set of offering documents, disclosures, and risk factors

 

All relevant SEC filings and compliance information will be made available once finalized. Investors are encouraged to review all materials carefully before committing capital.

🧾 What Investors Need to Know

1. You’ll be able to choose your investment pathway based on your status (accredited vs non-accredited) and jurisdiction

2. Each offering route will have its own documentation, eligibility checks, and legal requirements

3. You will receive all the necessary documents — including offering memoranda, risk disclosures, and investor agreements — before making any commitment

All active filings and compliance materials will be made accessible for review through our platform or directly via the SEC’s EDGAR database.

 

âť— Important Disclaimer

This page is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any securities.
Any offer or sale of securities will be conducted only through official offering documents in accordance with applicable securities laws and regulations.